Supervisory authority and audit firm 

IKO Capital AG, is supervised by the SRO Polyreg. With the new Financial Institutions Act (FinIA), all financial institutions will in future need a license from FINMA to carry out their professional activities as a portfolio manager according to FinIA Art. 17. The deadline for submitting the application is the end of 2022. The financial institution will submit the application to the competent licensing authorities for authorization as a portfolio manager in 2022. The future authorization status can be found on the homepage.  

The financial institution is audited and reviewed by the auditing company Grant Thornton AG both in terms of supervisory law and in terms of obligations. The address of the Polyreg and Grant Thornton AG can be found below. 

PolyReg Allg. Selbstregulierungs-Verein
Florastrasse 44, 8008 Zürich
Telefon: 043 488 52 80
Telefax: 043 488 52 88

Grant Thornton
Claridenstrasse 35, 8002 Zürich
Phone: 043 960 71 71
grantthornton.ch